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Valuation Theory and the OM Algorithm

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Advanced course / School
From January 15, 2024
to January 19, 2024

Dates: From January 15 to 19, 2024


UPC Facultat de Matemàtiques i Estadística (Sala: S05 FME) Campus Diagonal Sud, Carrer de Pau Gargallo, 14, Distrito de Les Corts, 08028 Barcelona.
Centre de Recerca Matemàtica (Auditorium) Edifici C main access on, Campus UAB, Carrer de l'Albareda, 08193 Bellaterra, Barcelona.

Format: onsite


  • Monday 15: from 16h to18h (CRM AUDITORIUM)
  • Tuesday 16, Wednesday 17 and Thursday 18: from 9h to 11h / from 11'30h to 13'30h (FME-UPC)
  • Friday 19: from 10h to 12h (FME-UPC)

* Registration is free but mandatory

Registration deadline 11 / 01 / 2024


Valuation theory offers a common framework for relevant questions in Algebraic Number Theory and Algebraic Geometry.

A fundamental question in valuation theory is the extension problem: given a valued field (K, v) and a monic irreducible polynomial f ∈ K[x], compute all extensions of v to the finite simple extension L = K[x]/(f).

If K is a number field and v is the valuation associated to a prime ideal p in the ring of integers of K, then the extension problem amounts to the computation of the prime ideal decomposition of p in the ring of integers of L.

If C is a curve over an algebraically closed field k of zero characteristic, L = k(C) is its function field and K = k((p)) with p an indeterminate, then computing the extensions of v is equivalent to the decomposition of C into branches at the origin and to parameterize these branches using Puiseux series.

The aim of this course is to analyze a computational resolution of the extension problem given by the OM-algorithm, named after Ore, Mac Lane, Okutsu and Montes. This algorithm uses a routine of polynomial factorization over finite extensions of the residue class field k of the initial valuation v as an essential ingredient. As a consequence, it is specially efficient when k is a finite field, as is the case for number fields and curves over finite fields.

Recent advances in the Mac Lane–Vaquié theory of key polynomials of valuations over the ring K[x] will be reviewed. These tools will be used to reformulate the algorithm in a more elegant and comprehensive way. Some ideas to extend the algorithm beyond the classical rank-one discrete case will be presented too.


Maria Alberich (Universitat Politècnica de Catalunya)

Jordi Guàrdia (Universitat Politècnica de Catalunya – CRM)

Enric Nart (Universtat Autònoma de Barcelona)

Joaquim Roé (Universtat Autònoma de Barcelona)


Maria Alberich

Universitat Politècnica de Catalunya

Her doctoral thesis laid the groundwork for the modern theory of plane Cremona maps. With expertise in Singularity Theory from an Algebraic Geometry perspective, she focuses on the local geometry of singularities, emphasizing topological and analytical invariants such as multiplier ideals and the Bernstein-Sato polynomial, along with a keen interest in valuation theory. Additionally, she has contributed to mathematical modeling in robotics.

Jordi Guàrdia

Universitat Politècnica de Catalunya

Jordi Guàrdia is specialized in Number Theory and affiliated with the Number Theory Seminar of Barcelona and the Research Group in Number Theory at UPC. He received the Jaume Vicens Vives distinction for coordinating a project in 2022, and previously, the UPC Quality in University Teaching Award. In 2013, he was honored for his work on the ‘Germanic Roots of Contemporary Mathematics.’

Enric Nart

Universitat Autònoma de Barcelona

Enric Nart is a member of the Number Theory Seminar. His research projects have focused on areas such as Arithmetic Algebraic Geometry, Combinatorial Methods in Arithmetic Geometry, and the applications of arithmetic geometry in cryptography, having over 60 publications on these fields.

Sebastian Pauli

University of North Carolina Greensboro

His research is in computational number theory. He is particularly interested in algorithms for local fields and computational class field theory while investigating the distributions of the zeros of the (fractional) derivatives of the Riemann Zeta function.

Adrien Poteaux

Université Lille

Adrien Poteaux completed his Ph.D. at the University of Limoges, under the guidance of Moulay Barkatou and Marc Rybowicz. His doctoral thesis, titled “Calcul de développements de Puiseux et application au calcul du groupe de monodromie d’une courbe algébrique plane,” was defended on October 15, 2008. You can access the thesis and presentation slides for more information.

Joaquim Roé

Universitat Autònoma de Barcelona

His main research interests are multivariate interpolation, singularities, and valuative properties of algebraic curves. He contributed to the study of the Nagata conjecture and the Segre-Harbourne-Gimigliano-Hirschowitz conjecture, of degenerations of singularities in low dimensions, the Hilbert scheme and Seshadri constants. Recently he has become interested in valuation spaces and nonarchimedean analytic geometry.

Martin Weimann

Université de Caen-Normandie

Martin Weimann’s academic journey includes a Ph.D. in Pure Mathematics from the University of Bordeaux I, around residue calculus in complex toric varieties under the supervision of Alain Yger. He works now at the University of Caen Normandie. His research projects focus on areas related to effective algebraic geometry, factorization of polynomials over global and local fields, or computational aspects of algebraic curves.



1. Historical background. (2 hours: Alberich & Guàrdia)

  • Curve desingularisation (Newton, Puiseux).
  • Prime ideal decomposition in number fields (Kummer, Dedekind, Ore).
  • Valuation theory as a common framework (Hensel, Krull, Mac Lane).

2-3. Valuation Theory. (4 hours: Weimann & Roé)

  • Absolute values and completion.
  • Extension of valuations.
  • The fundamental inequality.
  • Abhyankar’s inequality.
  • Henselian valued fields.

4-5. Mac Lane-Vaquié theory. (4 hours: Nart & Alberich)

  • Graded algebra of a valuation.
  • Mac Lane-Vaquié key polynomials.
  • Residual polynomial operators.
  • Augmentation of valuations.
  • Mac Lane-Vaquié chains.
  • Characterisation of defect.
  • Abstract key polynomials and Okutsu frames.

6-7-8. Computational aspects. (6 hours: Guàrdia, Pauli, Poteaux)

  • Newton polygons.
  • The OM algorithm.
  • Approximate roots.
  • Arithmetic and geometric applications.
  • Complexity issues.

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[2] M. Alberich-Carramiñana, J. Guàrdia, E. Nart, J. Roé, Valuative trees over valued fields, J. Alg. 614 (2023), 71–114.
[3] M. Alberich-Carramiñana, J. Guàrdia, E. Nart, J. Roé, Okutsu frames of irreducible polynomials over henselian fields, arXiv:2111.02811 [math.AC].
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Name Institution
Javier Rivera Romeu Reed College
Martín Alejandro Sombra Universitat de Barcelona
Enric Florit Zacarías Universitat de Barcelona
Francesc Bars Cortina Universitat Autònoma de Barcelona
Maria Morella Universitat Politècnica de Catalunya
Francesc Pedret Universitat Politècnica de Catalunya
Ana Belén de Felipe Universitat Politècnica de Catalunya
Jose Antonio Castro Moreno Universitat Politècnica de Catalunya
María de Leyva Elola-Olaso Universitat Politècnica de Catalunya
Franco Coltraro Universitat Politècnica de Catalunya
Xavier Povill Universitat Politècnica de Catalunya
Roger Gómez López Universitat Politècnica de Catalunya
Ilario Bonacina Universitat Politècnica de Catalunya
Elena Isasi Theus Universitat Politècnica de Catalunya
Josep Sans Universitat Politècnica de Catalunya
Kamil Przybyszewski Universitat Politècnica de Catalunya
Caio Henrique Silva de Souza Federal University of São Carlos
Javier Guillán Rial Centre de Recerca Matemàtica

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